Disclosures & Compliance
We believe in full transparency. This page contains all required regulatory disclosures, compliance information, and legal notices for Bright Legacy Financial Group, LLC.
Registered Investment
SEC Registered
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100% Fiduciary
Always in your best interest
Custodied at Schwab
Member FINRA / SIPC
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Standard Disclosure
Bright Legacy Financial Group, LLC ("Bright Legacy") is a registered investment adviser. Registration as an investment adviser does not imply any level of skill or training. The information presented on this website is for informational purposes only and does not constitute investment advice, financial planning services, or an offer to buy or sell any security.
Past performance is not indicative of future results. All investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy will achieve its objectives.
This website is intended to provide general information about Bright Legacy and its services. Nothing contained herein should be construed as legal, tax, or financial advice for any specific individual. You should consult with your own attorney, accountant, and financial advisor before making any financial decisions.
FINRA / SIPC
Client accounts are held in custody at Charles Schwab & Co., Inc., a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).
SIPC protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). An explanatory brochure is available upon request or at www.sipc.org.
Bright Legacy Financial Group, LLC is not a member of FINRA or SIPC. The custodial relationship is with Schwab, which maintains these memberships for the protection of client assets.
Form ADV
Our Form ADV is a required regulatory document that contains detailed information about our investment advisory business, including our services, fees, investment strategies, conflicts of interest, and any disciplinary history.
Form ADV is divided into two parts: Part 1 contains general information about our firm, while Part 2 (also known as the "brochure") provides detailed information about our advisory services and is written in plain English.
Our most current Form ADV is available upon request at no charge, or through the SEC's IAPD system. We encourage all prospective clients to review this document carefully before engaging our services.